The U.S. Securities Exchange Commission (SEC) and the Financial Industry Regulatory Authority (FINRA) are going after unregistered EB-5 broker-dealers who..
Read moreEB-5 Program: SEC Charges Unregistered Broker Dealers
In June 2015, the Securities and Exchange Commission (SEC) charged two companies for acting as unregistered broker dealers for more than 155 EB-5...
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